Compliance officer / lawyer to A finma regulated representative and distributor of funds

Gland
25.02.2020Fach­verantwortung100%

Compliance officer / lawyer to A finma regulated representative and distributor of funds

Responsibilities:

 

Main responsibility for the representation for authorised fund distributed to non-qualified investors by liaising with clients and FINMA.

Assistance regarding general compliance matters.

 

Roles:

 

  • Carry out the authorisation process internally and with FINMA in a timely manner
  • Communicate with clients in a timely manner
  • CRM update and internal procedure monitoring
  • Filing and record keeping
  • Liaising with business partners

Skills required:

  • Organised, efficient and reliable
  • 3 to 5 years of relevant experience
  • Fluent in French and English, possibly in German
  • Ability to prioritise workload, be independent as well as work to tight deadlines
  • Self-confidence and ability to handle situations in a professional manner
  • Willingness to build experience

Experience:

  • Experience in a law firm, audit firm, compliance consultant, banking, fund management, fund administration, or Swiss representative would be an asset

 

 

Info

Info

25.02.2020
Fach­verantwortung, 100%
Salary

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