Job offer from Friday, July 12, 2019

Senior Compliance Officer

LGTPfäffikon (10)
When you apply, please refer to
  • Pfäffikon
  • Large-scale entreprises
  • Unlimited employment, 100%
  • Position with re­spon­si­bil­i­ties

Senior Compliance Officer

Senior Compliance Officer

Job Information

LGT Capital Partners is a leading alternative investment specialist with USD 60 billion in assets under management and
more than 500 institutional clients in 37 countries. An international team of over 450 professionals is responsible for
managing a wide range of investment programs focusing on private markets, liquid alternatives and multi-asset class
solutions. Headquartered in Pfaeffikon (SZ), Switzerland, the firm has offices in New York, Dublin, London, Paris,
Vaduz, Dubai, Beijing, Hong Kong, Tokyo and Sydney.

- Senior role providing regulatory compliance advice and support to LGT Capital Partners institutional asset
management business on a broad range of compliance and regulatory topics;
- Active monitoring and analysis of relevant regulatory developments and preparation of adequate implementation
- Developing in-house policies and procedures to ensure that LGT Capital Partners business is operating within the
laws at all times;
- Depending on areas of assigned compliance specialization, managing activities and contact with regulators and other
- Cross border distribution assessments and review of promotional material mainly with regard to collective investment
schemes and structured products;
- Preparation and execution of regular Compliance trainings for employees;
- Participation in various projects;
- Monitoring tasks.


- University Master degree in law or economics;
- Minimum 3-5 years working experience in a regulatory asset management compliance role;
- Solid know-how about the Swiss (CISA) and European (UCITS, AIFMD) fund regulations;
- Cross border distribution know-how (UCITS, AIF and structured products);
- Know-how of further asset management and banking regulations (FIDLEG/FINIG, MiFID, FATCA, AIA) desirable;
- Excellent command of English and German, any additional language is a plus;
- Detail-orientated and self-driven person with ability to work independently;
- Energetic, flexible and capable of working under time constraints.

Contact Information

If you are interested in becoming an integral part of a successful alternative investment management team in an
international, multicultural working environment we will be pleased to get to know you soon.

For further information please contact our Senior HR Manager Mr. Florian Fischer.

LGT Capital Partners Ltd.
Florian Fischer
Human Resources
Phone: +41 55 415 96 17


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Florian Fischer

Senior HR Manager
LGT Capital Partners Ltd.

73 jobs — Vaduz

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