Business Controls Specialist

À propos de cette offre

At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.

What you'll do

• Perform daily and periodic monitoring controls as part of the First Line of Defense, including review and investigation of alerts
• Liaise with Sales and other stakeholders to clarify alerts or transactions
• Implement appropriate remediation actions for individual cases in line with established procedures, ensuring timely and accurate resolution
• Support the implementation and testing of new or enhanced controls, including preparation of control procedures, execution of pilot testing, and documentation of control steps
• Maintain accurate records of control execution and remediation actions, supporting tracking, reporting, and evidence requirements
• Focus on case-level control execution, supporting the Head in trend analysis and framework improvements
• Escalate issues that indicate recurring patterns or higher risks to the Head of Business Controls
• Provide support to the Head of Business Controls in preparing materials and presentations for senior management and key stakeholders such as Risk and Compliance, and act as a back-up where required

What you'll need

• Bachelor’s degree in Business Administration, Finance or similar
• 3–5 years of professional experience in financial services industry; preferably in Compliance, process management or operational risk management or internal audit
• Basic knowledge of the structured products market
• Familiarity with risk management frameworks and operational control concepts
• Fluent in English and German

NICE TO HAVE

• Strong analytical and investigative problem-solving skills
• Ability to effectively liaise with business stakeholders to resolve issues and improve risk management practices
• Project management, organizational, and reporting skills
• Willingness to develop expertise in Governance, Risk and Control (GRC) systems
• Ability to work independently and as part of a team
• Proactive approach to identifying issues and supporting process improvements
• Experience preparing or delivering presentations to senior stakeholders

Why you'll love to work here

• Experience the dynamics of a leading fintech company
• Learn about the universe of structured products
• Insight opportunities across all departments to understand and build know-how in the mechanics of the structured investment product value chain