Senior Compliance Officer
Infos sur l'emploi
- Date de publication :14 mai 2025
- Taux d'activité :100%
- Type de contrat :Durée indéterminée
- Langue :anglais (Courant)
- Lieu de travail :St. Gallen
We are looking for a highly motivated and experienced Senior Compliance Officer to join our client's team in Liechtenstein. This pivotal role will lead the compliance function, ensure alignment with regulatory requirements, and serve as a trusted advisor to senior management on all matters of regulatory risk. The successful candidate will bring deep compliance expertise, ideally from within the alternative investment space, and will play a key role in shaping the firm's governance and control framework.
About the job:
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Serve as the primary liaison with the Financial Market Authority (FMA) and other regulatory bodies.
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Lead the design, implementation, and enhancement of the firm's compliance framework, policies, and procedures.
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Oversee and manage all aspects of regulatory compliance, including AIFMD, AML, MiFID II, FATCA, and CRS.
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Conduct regular compliance risk assessments and internal audits; report findings to senior management and the board.
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Supervise and enhance the AML/KYC process, ensuring robust client onboarding and ongoing due diligence.
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Provide strategic regulatory advice to business units and support new product or market initiatives.
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Conduct training and promote a strong compliance culture across the organization.
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Review and approve marketing communications and investor disclosures.
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Coordinate with external legal and audit partners on regulatory filings and reviews.
About the candidate:
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University degree in Law, Business, Finance, or a related discipline.
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Minimum 5-8 years of relevant compliance experience in financial services, ideally with exposure to alternative investment structures.
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Strong knowledge of the regulatory landscape in Liechtenstein and the EU, including direct experience interacting with the FMA.
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Fluent in German and English (both written and spoken).
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Strong leadership, communication, and stakeholder management skills.
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High ethical standards, analytical mindset, and a detail-oriented approach.
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Ability to work independently in a dynamic environment.