Audit and Compliance Specialist

Zurich, CH

Key information

Publication date:27 January 2026
Workload:100%
Place of work:Zurich, CH

Job summary

Join SIX as an Audit and Compliance Specialist in Zurich! Enjoy a dynamic work environment with flexible home office options.

Tasks

Conduct risk-based audits on domestic and international exchange participants.
Review reports on compliance with market conduct rules and regulations.
Collaborate with regulatory authorities and enhance reporting quality.

Skills

University degree in law or economics; audit or compliance certification preferred.
Strong team player with high quality standards and enthusiasm.
Excellent German and English communication skills.

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SIX drives the transformation of the financial markets.

What sets us apart drives us forward: Between local roots and global relevance, we are a unique blend of tradition and future, of foundation and growth. We value smart minds and inspire them to grow with their ideas. Come and shape the future of the financial markets with us.

Audit and Compliance Specialist

Zurich |Home office up to 40% possible | Reference 7599

Do you want to help shape the future of the financial market together with SIX Exchange Regulation AG (SER)? Are you looking for an exciting challenge in a dynamic work environment? Then our Enforcement & Compliance team looks forward to hearing from you. SIX Exchange Regulation is responsible, within the framework of stock exchange self-regulation, among other things, for monitoring and enforcing regulations for stock exchange participants. As part of the trading surveillance office, we monitor SIX stock exchange participants and reporting entities with regard to compliance with regulatory and legal requirements. As part of our Enforcement & Compliance team, you will work closely with internal and external, as well as international stakeholders.

These are your tasks:

Conducting risk-based audits of domestic and foreign stock exchange participants to ensure compliance with SIX stock exchange regulations, market conduct rules, and relevant legal and supervisory requirements in financial market law
Reviewing and processing audit reports on compliance with market conduct rules of stock exchange participants including implementing and reviewing further measures, as well as further developing participant audits and risk analysis of stock exchange participants
Reviewing and processing incoming reports of securities transactions at the SIX reporting office including implementing further measures to improve the quality of reports, as well as drafting and reviewing trading regulations of the stock exchanges
Supporting, advising, and documenting regulatory projects at the trading surveillance office as well as the securities transaction reporting office
Cooperating with the supervisory authority FINMA, law enforcement authorities, and trading surveillance offices

This is what you bring:

Completed Swiss university degree (law, economics, or similar), audit or compliance certifications (e.g., CIA, CISA, Compliance Officer) are an advantage
Several years of audit and/or compliance professional experience, preferably in the area of Swiss capital market and stock exchange law, and interest in national and international regulatory issues
Team player
Independent working style with high quality standards and enthusiasm to actively represent the interests of self-regulation
Excellent German and English skills

If you have any questions, visit our FAQ page or contact Mateusz Kozielec at the number +41583998611.

For this vacancy, we only consider direct applications.

Diversity is important to us, so we welcome applications regardless of personal background.