Graduate Compliance Coverage Switzerland

À propos de cette offre

We are seeking a motivated graduate to join our Compliance team as part of our 12-month Graduate Program.

At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.

What you'll do

• Support the Compliance Coverage team in the daily interaction with the Sales & Trading division, assessment of existing and prospect business relationships, ad hoc and periodic review processes
• Assist in the implementation and application of Swiss regulatory requirements, including FIDLEG, FINIG, CDB 20, FinSA, FinIA, sanctions obligations, and internal compliance policies
• Support lifecycle management activities for client relationships
• Assist in compliance reviews, monitoring activities, and preparation of management information and reporting
• Help maintain compliance databases, records, and document storage systems to ensure accurate and timely information
• Support the review and maintenance of compliance-related templates, disclosures, and standard documentation used across Swiss business activities
• Prepare draft compliance notes, presentations, summaries, and internal memoranda under the supervision of senior team members
• Conduct regulatory and policy research to support ongoing compliance projects and initiatives.
• Liaise with Front Office, Operations, Legal, Risk, and other internal stakeholders to gather information and support compliance processes
• Provide administrative and analytical support for audits, regulatory inspections, remediation exercises, and other departmental initiatives

What you'll need

• Master’s degree in law/ business administrations/ economics majoring in Compliance/Regulatory or similar subjects
• Active interest in capital markets and regulations
• Dedicated and responsible with strong team-player attitude
• Independent and solution-oriented approach
• Ability to work under pressure, manage own goals and set up priorities
• Fluent in English
• Good MS Office Skills

Nice to have

• Knowledge of other languages

Why you'll love working here

• Two intensive one-week off-site training classes, focusing on important aspects of early career development
• Upon successful completion of the twelve-month Leonteq Graduate Program, we plan to offer you a permanent full-time employment, which will position you for a continued successful career with Leonteq
• Insight opportunities across all departments to understand and build know-how in the mechanics of the structured investment product value chain