Senior Investment Compliance Consultant (m/f)

Epic Solutions GmbH

Date de publication :
15 décembre 2023
Taux d'activité :
100%
Type de contrat :
Durée indéterminée
Lieu de travail :
Freienbach

Senior Investment Compliance Consultant (m/f)

We are looking for a Senior investment compliance consultant for our clients in Switzerland and/or in Germany

About the Company

EPIC Solutions GmbH is an independent investment compliance and risk management consultancy. The EPIC
Solution team consists of professionals with several years of professional experience in investment compliance &
risk management. The core competence of EPIC Solutions GmbH and its employees is a profound and complete
overall understanding of the system-related and operational processes in investment compliance & Risk
Management. The philosophy of EPIC Solutions: “Professional Service with Competence and Passion” .

Key Responsibilities

Act as leader in the migration/implementation Projects between different investment compliance systems
for different clients

Ensure the best solutions and recommendation compliance monitoring set-up in system

First point of contact for any on-site and off-site business and technical support request from all clients to
ensure customer satisfaction and create opportunities to offer services in Investment compliance

As required provide new business/sales process support

Skill Requirements :

Degree in Business Administration, Finance, information technology or a related field, or equivalent
education is required.

5+ years of relevant working experience in a bank, financial institution or consultancy on investment
compliance or controlling topics

Intensive business and product knowledge on the following regulations – KAGB, AIFMD, EMIR,
UCITIV, InvFG, KKV-FINMA, BVV2 as well as AnlV, CAA regulation for the insurance sector

Comprehensive experiences in integrating and configuring the industry vended compliance monitoring
systems such as Charles River, XENTIS, MIG21, Aladdin, Bloomberg AIM, Simcorp etc.

Strong Project Management, system evaluation and requirement engineering in Investment Compliance
area.

Efficient and precise working style and enable to work to challenge deadlines with excellent quality

Demonstrated project management skills including the ability to take initiative in a fast-paced work
environment, work effectively under pressure, both independently or as a member of a team and
customer oriented