Deputy Head Control Room

About the job

At Leonteq, we are a leading player in the financial industry, renowned for our innovative approaches, our commitment to excellence and our entrepreneurial spirit. Our organisational values people together, passion, dedication, quality and expertise are our guiding north star.

What you'll do

• Deputy of Global Head Control Room
• Ensuring Compliance with SIX Swiss Exchange / BX Exchange trading rules & reporting requirements of listed companies and significant participations
• Monitoring, analysing and implementing regulatory developments
• Handling, monitoring and reporting of Conflict of Interest & Employee conduct
• Trade surveillance, analysis of Trading & Sales activities, rules, regulations and contractual agreements
• Maintenance of watch / restricted list, Fund and ETF approvals
• Collaboration in SIX & BX Audit
• Dealing with queries of FINMA, SIX and BX and any other authority or Exchange
• Responsibility for global Policy framework
• Administrative support in several topics (Operational Risk, ICS etc.)
• Support of Board, EC, Trading and Sales and other Business areas in Compliance related matters

What you'll need

• University degree or an equivalent education with focus on Trading, Compliance or Banking
• At least 3 years of relevant experience in a Trading related control function
• Very good user skills of MS-Office (especially Excel), IT affinity
• Very good analytical and mathematical skills
• Strong interpersonal skills, flexible, confident and with ability to work on all levels
• Ability to communicate in a clear and concise manner
• Fluency in German and English; other languages are of advantage

Nice to have

• Additional language skills

Why you'll love working here

• Experience the dynamics of a leading fintech company
• Insight opportunities across all departments to understand and build know-how in the mechanics of the structured investment product value chain
• Modern offices in exceptional location