Business Compliance Officer 100% (m/f/d)

What makes this position attractive: 
«In a small, dynamic team at the interface between Front Office and Compliance, you can expect a challenging and versatile role.
As a Business Compliance Officer, you will apply your experience specifically to support client advisors in complying with regulatory requirements and implementing due diligence obligations. With your solution-oriented approach and your «can-do attitude», you contribute to the practical implementation of regulatory requirements and competently support the Front Office in complex compliance matters.
If you enjoy a future-oriented activity in an innovative environment, then become part of our team. I look forward to meeting you..»
Andreas Näscher, Head of Client Relationship Management

Your tasks

• Support and advise the Front Office in complying with due diligence obligations in all customer interactions
• Review of new business relationship openings (especially account openings for FIs and VASPs / CASPs)
• Review of business profiles as well as verification and plausibility checks of SoF and SoW according to SPG
• Transaction monitoring as well as review of deliveries and shipments of securities and virtual assets including chain analysis
• Plausibility check of self-classification (AIA and FATCA)
• Support in identifying and implementing change processes to
• optimize customer onboarding and customer review processes

Your profile

• Completed banking training and/or higher education with a focus on finance/legal/compliance or comparable qualification
• Experience in compliance at a bank or authority
• Quick comprehension as well as pronounced systematic and analytical skills
• Team player with good communication skills
• Good knowledge of current regulations SPG, AML, FATCA and AIA
• Very good German and good English skills (level B1/B2)

Your benefits

• Short decision-making paths
  With us, you can act directly and quickly – flat hierarchies make it possible
• Health and leisure in focus
  We offer you a versatile internal program for health promotion and leisure activities – because your well-being is important to us
• Fitness on site
  Stay in shape and use our in-house fitness center with modern equipment as well as a versatile range of group classes
• Modern workplaces
  Look forward to a comfortable workplace with height-adjustable desks and ergonomic equipment
• Young and dynamic teams
  Become part of a motivated team full of team spirit and energy. We work hand in hand for shared success
• Flexibility that suits you
  Enjoy flexible working hours and up to 28 vacation days – depending on age
• Additional days off
  Benefit from up to 22 public holidays annually

Your first six months with us

As a Business Compliance Officer, you act at the interface between client advisors and compliance. In addition to an introduction to our systems and processes, you will also get to know the relevant departments such as client teams, 2nd line compliance, and tax.

Do you have questions about the application process? Then contact Silvan Flessati in the Recruiting Office: by phone at +423 320 22 00 or by email at recruiting@bankfrick.li.